Financial and Audit Information

Senate Bill 1263, passed by the Texas Legislature in 2009, required the Sunset Advisory Commission to "evaluate the governance, management, and operations of Capital Metro to determine what improvements are needed to ensure that Capital Metro operates efficiently and effectively." Read more about the Sunset Commission Review

Comprehensive Annual Financial Reports
Each report contains the financial statements which have been audited by an independent external auditing firm.

• Fiscal Year 2011 Comprehensive Annual Financial Report
• Fiscal Year 2010 Comprehensive Annual Financial Report
• Fiscal Year 2009 Comprehensive Annual Financial Report
• Fiscal Year 2008 Comprehensive Annual Financial Report
• Fiscal Year 2007 Comprehensive Annual Financial Report
• Fiscal Year 2006 Comprehensive Annual Financial Report

Triennial Federal Reviews
Every three years, the U.S. Department of Transportation Federal Transit Administration conducts an assessment of grantee compliance with Federal requirements, determined by the examination of grant management and program implementation practices.

• Triennial Review - Fiscal Year 2009
• Triennial Review - Fiscal Year 2006
• Triennial Review - Fiscal Year 2003

Quadrennial State of Texas Reviews
Under Section 451.454 of the Texas Transportation Code, certain metropolitan transportation authorities must prepare a quadrennial performance audit. This audit examines the agency's compliance with the applicable state law, recent trends in several performance indicators, and topics related to agency administration, management, operations, and system maintenance.

• Quadrennial Review - Fiscal Year 2008 (CAMPO Review)
• Quadrennial Review - Fiscal Year 2004

Capital Metro's Internal Audit Department reports directly to the Capital Metro Board of Directors. The mission of internal auditing is to help the Board and management achieve its goals and objectives by providing independent and objective insights, analyses, and recommendations to assist management in making constructive change while effectively managing risk.

• Fiscal Year 2012 Internal Audits
  

  • FY2012 - 2013 Internal Audit Services Plan (PDF)
  • Small and Micro Purchasing (PDF)
• Fiscal Year 2011 Internal Audits
  

  • First Transit Contract - (PDF) | (Word Doc)
  • Property Management & Space Planning - (PDF) | (Word Doc)
  • Spring 2011 Audit Implementation Status Report - (PDF) | (Word Doc)
  • IT Governance - (PDF) | (Word Doc)
  • Internal Audit Services Plan - (PDF) | (Word Doc)
  • Rail Inventory Audit - (PDF) | (Word Doc)
  • Fall 2010 Internal Audit Implementation Status report - (PDF) | (Word Doc)
  • Revenue Collections and Control - (PDF) | (Word Doc)
• Fiscal Year 2010 Internal Audits
  

  • MetroAccess Performance Audit - (PDF) | (Word Doc)
  • Fall 2009 Audit Implementation Status Report - (PDF) | (Word Doc)
  • 2009 LAN Contract Report - (PDF) | (Word Doc)
  • Capital Planning & Management Performance Audit - (PDF) | (Word Doc)
  • Spring 2010 Audit Implementation Status Report - (PDF) | (Word Doc)
• Fiscal Year 2009 Internal Audits
  

  • Fall 2008 Audit Implementation Status Report - (PDF) | (Word Doc)
  • Veolia Rail Contract Payment and Revenue Audit - (PDF) | (Word Doc)
  • Property Buiding Management Audit - (PDF) | (Word Doc)
  • Non Revenue Vehicle Audit - (PDF) | (Word Doc)
  • Spring 2009 Audit Implementation Status Report - (PDF) | (Word Doc)
  • Warranty Processing Audit - (PDF) | (Word Doc)
  • Fuels Control Audit - (PDF) | (Word Doc)
  • Railroad Engineering Services Contract Audit - (PDF) | (Word Doc)
• Fiscal Year 2008 Internal Audits
  

  • Fall 2007 Audit Implementation Status Report - (PDF) | (Word Doc)
  • AATR Contract Close-Out Audit - (PDF) | (Word Doc)
  • IKON Contract Audit - (PDF) | (Word Doc)
  • Portable Data Computing Devices Audit - (PDF) | (Word Doc)
  • Spring 2008 Audit Implementation Status Report - (PDF) | (Word Doc)
  • Security Program Audit - (PDF) | (Word Doc)
  • Risk Management Audit - (PDF) | (Word Doc)
  • Accounts Receivable Audit - (PDF) | (Word Doc)
• Fiscal Year 2007 Internal Audits
  

  • First Transit Contract Audit - (PDF) | (Word Doc)
  • Fall 2006 Audit Implementation Status Report - (PDF) | (Word Doc)
  • Sherry Matthews Contract Audit - (PDF) | (Word Doc)
  • Transit Advertising Program Audit - (PDF) | (Word Doc)
  • Procurement Card Travel Audit - (PDF) | (Word Doc)
  • Spring 2007 Audit Implementation Status Report - (PDF) | (Word Doc)
  • Payroll Audit - (PDF) | (Word Doc)
  • Recruitment, Selection & Hiring Audit - (PDF) | (Word Doc)