Audits and Reviews
External Audits & Reviews
Each report contains financial statements audited by an independent external auditing firm.
Every three years, the U.S. Department of Transportation's Federal Transit Administration conducts an assessment of grantee compliance with Federal requirements, determined by the examination of grant management and program implementation practices.
Under Section 451.454 of the Texas Transportation Code, certain metropolitan transportation authorities must prepare a quadrennial performance audit. This audit examines the agency's compliance with the applicable state law, recent trends in several performance indicators, and topics related to agency administration, management, operations and system maintenance.
Internal Audits & Reviews
Capital Metro's Internal Audit Department reports directly to the Capital Metro Board of Directors. The mission of internal auditing is to help the Board and management achieve its goals and objectives by providing independent and objective insights, analyses and recommendations to assist management in making constructive change while effectively managing risk.
- FY2021 Approved Internal Audit Services Plan
- 21-06 Semi-Annual Implementation Status Report 06-01-2021
- 21-05 Petty Cash Controls 12-23-2020
- 21-03 DBE/SBE Program Controls Analysis Audit 04-08-2021
- 21-02 Semi-Annual Implementation Status Report 12-23-2020
- 21-01 Positive-Train Control (PTC) Expenditures Audit 04-02-2021
- FY2020 Approved Internal Audit Services Plan
- 20-07 Semi-Annual Implementation Status Report 6-8-2020
- 20-06 OrbCAD Service Delays Process Review 6-8-2020
- 20-05 Fuel Management and Controls Audit 8-3-2020
- 20-03 OrbCAD Incident Accident Process Review 03-09-20
- 20-02 IT Endpoint Management 4-24-2020
- 20-01 Semi-Annual Implementation Status Report 12-23-2019
- FY2019 Approved Internal Audit Services Plan
- 19-12 Audit Memo Audit Dept Observation of CBOM
- 19-11 Audit Memo IT Vendor Risk Management 10-29-2019
- 19-10 Audit Memo IT Penetration and Vulnerability Assessment
- 19-09 Sox Controls Audit - Miscellaneous Revenue
- 19-08 Commuter Rail Operations – Contract Management & Oversight of Herzog
- 19-07 Capital Project Expenditure Controls Audit Report
- 19-07 Memorandum for DBE Review
- 19-06 Semi-Annual Implementation Status Report May 2019
- 19-05 Genfare Cash and Ticket Controls Audit
- 19-04 Watco Freight Revenue and Contract Compliance 04-25-19
- 19-03 P-Card Audit
- 19-02 Semi-Annual Implementation Status Report Nov 2018
- 19-01 Commuter Rail DMU Maintenance Program